Broker Check

How do I get started?

In order to enter into an investment advisory relationship with us, three steps are taken:

  1. You open up a brokerage account. Most clients use Interactive Brokers Investments. This is your account and you control its ultimate disposition.  In order for us to manage the assets, you grant REG Capital Advisors authorization to make trades within the account.
  2. You enter into an Investment Advisory relationship with REG Capital Advisors by completing the forms that comprise the Investment Advisory Agreement.  We will “walk you through” both the Interactive Brokers account application and the REG Capital Advisors Investment Advisors form so that the time required is minimal.
  3. Once the account is opened, you then will proceed to fund your account, either via check or wire transfer. 

At this point, we will commence managing your account.